Hong Kong SFC Licensed Individuals Directory

Linlu Li CE BYC555 - active, Forthright Securities Company Limited Yu Yuk Ma CE BYC528 - active, Forthright Securities Company Limited Zhigao Zhong CE BYC090 - active, GF Futures (Hong Kong) Co., Limited Jia Qi Zheng CE BYB946 - active, Futu Securities International (Hong Kong) Limited Mingming Deng CE BYA410 - active, Guosen Securities (HK) Asset Management Company Limited Ting Xu CE BYB570 - active, Huatai Financial Holdings (Hong Kong) Limited Yunzhong Zhao CE BYB949 - active, Huatai Financial Holdings (Hong Kong) Limited Yifan Cheng CE BYC562 - active, Marshall Wace Asia Limited Jian Wang CE BYE561 - active, Maytree Asset Management Limited Hinako Osada CE BYD921 - ceased Sin Yu Chiang CE BYB095 - active, Raffles Assets Management (HK) Co. Limited Yifang Ma CE BXP849 - active, SIIC Capital (Hong Kong) Investment Management Company Limited Penghao Chen CE BYD972 - active, SMBC Nikko Securities (Hong Kong) Limited Xiongfei Zhang CE BXV264 - active, Sunfine Asset Management (Hong Kong) Limited Kian Teng Cheng CE BYA603 - active, uSmart Securities Limited Alexander Charles Sutton CE BWW293 - active, Arknight Limited Ashley Huw Thomas CE BXX822 - active, ARC Ratings (Asia Pacific) Limited Xinyi Peng CE BXW169 - active, Altus Investments Limited Valentin Egorov CE BXY825 - active, Aristo Securities Limited Yilin Zhu CE BYA115 - active, BANDS Capital Management Limited Lai Wa Jennifer Chan CE BYB134 - active, Blue Pool Capital Limited Kin Chi Luk CE BYD001 - active, Brown Brothers Harriman Trustee Services (Hong Kong) Limited Xiyuan Chen CE BYB350 - active, CLSA Limited Yingru Yang CE BXP568 - active, CMB International Capital Limited Bozhen Ye CE BXP769 - active, CMB International Capital Limited Zeshuo Zhang CE BXX365 - active, CMB International Capital Limited Michael Yan Lung Yip CE BVP967 - active, Carret Private Capital Limited Yunxiao Xu CE BYB929 - active, Eddid Capital Limited Ying Luo CE BXY867 - active, GF Securities (Hong Kong) Brokerage Limited Yingtao Tang CE BXO358 - active, Guosen Securities (HK) Brokerage Company, Limited Jiang Lee CE BYE271 - ceased Qi Chen CE BYD786 - active, Longrising Asset Management Co., Limited Jiatong Li CE BXX923 - active, STAR RIVER SECURITIES LIMITED Xi Wang CE BYB335 - active, Shanxi Securities International Limited Hiu Man Tse CE BYC003 - active, Standard Chartered Trustee (Hong Kong) Limited Qin Huang CE BYA753 - active, SunRiver International Securities Group Limited Yuxuan Liu CE BYE172 - active, UBS Securities Asia Limited Ying Hung Yeung CE BYA615 - active, UOB Kay Hian (Hong Kong) Limited Chun To Chu CE BYE907 - active, AA Investment Management Limited Yuanzhe Ma CE BYB844 - active, Acalane Capital Management Limited Yanshu Li CE BXQ484 - active, Achance Union Capital Management Company Limited Yan Wei CE BYE041 - active, BEA Union Investment Management Limited Nga Suen Hung CE BYE451 - active, Blackhorn Wealth Management Limited Yunqi Chen CE BXY138 - active, CMB Wing Lung Asset Management Limited Ka Yiu Wong CE BYD873 - active, Chief Securities Limited Zilin Feng CE BYE530 - active, China Industrial Securities International Brokerage Limited Xiangyu Lin CE BYD897 - active, China Renaissance Securities (Hong Kong) Limited Chen Chen CE BYC019 - active, China Securities (International) Corporate Finance Company Limited Yinan Fan CE BYE496 - active, Xin Yongan International Securities Company Limited Baifeng Lin CE BYE495 - active, Xin Yongan International Securities Company Limited Shiyi Yang CE BYA734 - active, China Securities (International) Corporate Finance Company Limited Tiantian Zhao CE BXY335 - active, Full Vision Asset Management Limited Yushi Wei CE BYB563 - active, GF Futures (Hong Kong) Co., Limited Sheng Huang CE BYA486 - active, GF Capital (Hong Kong) Limited Pengzhi Geng CE BXY528 - active, GF Securities (Hong Kong) Brokerage Limited Bolun Liu CE BYA477 - active, GF Capital (Hong Kong) Limited Xiaohui Zhang CE BYA783 - active, GF Securities (Hong Kong) Brokerage Limited Fuxiu Hua CE BXN272 - active, Guosen Securities (HK) Capital Company Limited Sen Huang CE BXL898 - active, Guosen Securities (HK) Capital Company Limited Tianyi Xia CE BYE324 - active, ICBC International Fund Management Limited David Man Yung Yeung CE BXY003 - active, IPP Financial Advisers Limited Elias Antoine Deve CE BYB786 - active, J.P. Morgan Securities (Far East) Limited Wai Nang William Ho CE AER853 - ceased Sungim Sohn CE BYD066 - active, Mirae Asset Securities (HK) Limited Olive Gloria Kingsley CE BYD932 - active, Morgan Stanley Asia Limited Qingyue Tan CE BYB850 - active, Soochow Securities International Brokerage Limited da Yuan Tsou CE BYC952 - active, Sun Life Asset Management (HK) Limited Wai Man Kwan CE BYC392 - active, Asian Capital Limited Paul Edward Leech CE BXN517 - active, Capula Investment Management Asia Limited Cheuk Ying Wai CE BYB288 - active, China Asset Management (Hong Kong) Limited Siyi Chen CE BYB109 - active, China International Capital Corporation Hong Kong Securities Limited Yikun Luo CE BYC237 - active, China Securities (International) Brokerage Company Limited Wenjie Mo CE BYC238 - active, China Securities (International) Brokerage Company Limited Yan Zhou CE BYD919 - active, China Securities (International) Brokerage Company Limited Fangce Wu CE BYD830 - active, China Securities (International) Corporate Finance Company Limited Chi Fai Kei CE BYB504 - active, Dream Peak Capital Limited Siu Chung Ngai CE BXX963 - ceased Qikang Wang CE BYC681 - active, Guotai Junan Capital Limited Anika Handa CE BYE922 - active, Goldman Sachs (Asia) L.L.C. Chufan Tan CE BYA969 - active, Haitong International Securities Company Limited Chenghao Peng CE BYC997 - active, Haitong International Capital Limited Yanru Chen CE BYB312 - active, Huaan Securities (Hong Kong) Brokerage Limited Yujing Shen CE BXW933 - active, Lazard Asset Management (Hong Kong) Limited Shengfang Yang CE BYD980 - active, Long Trends Securities Limited Wing Kwan Lo CE BXU292 - active, Marex Hong Kong Limited Di Miao CE BXZ796 - active, Merit Asset Management Limited Wun Siang Lin CE BYE331 - active, Substance Asset Management Limited Long Kin Yeung CE BYA975 - active, Victory Securities Company Limited Zhibo Yi CE BYB178 - active, Zhongtai International Securities Limited Xiaoou Xu CE BXA669 - active, Zynergy Asset Management Limited Cyrille Aurele Huetz CE BYC788 - ceased Nok Him Lam CE BYB092 - active, BOCI-Prudential Trustee Limited Sing Long Dun CE BYF060 - active, Blackhorn Wealth Management Limited Manqing Sun CE BYE329 - active, CCB International Securities Limited Yuxin Peng CE BXV896 - active, CITIC CFI Securities Company Limited Ziyuan Wei CE BYB085 - active, CITIC Securities International Global Markets Limited Hui Li CE BYB223 - active, CITIC Securities Brokerage (HK) Limited Shuai Yuan CE BYB885 - active, CITIC Securities International Global Markets Limited Tung Hiu Hu CE BYA185 - active, CN First International Futures Limited Sheng Lyu CE BXY534 - active, CNCB (Hong Kong) Capital Limited Yiqi Qu CE BXY232 - active, CNCB (Hong Kong) Capital Limited Juesong Li CE BXY809 - active, CLSA Limited Chit Hong Lee CE BYE328 - active, Charles Schwab, Hong Kong, Limited Zhuoheng Wang CE BYD096 - active, China International Capital Corporation Hong Kong Securities Limited Xinhao Chen CE BYC397 - active, Futu Securities International (Hong Kong) Limited Tao He CE BYC011 - active, GF International Investment Management Limited Rui Wang CE BYE101 - active, Guotai Junan Securities (Hong Kong) Limited Chuwei Liu CE BYE013 - active, ICBC Asset Management (Global) Company Limited Wei Han Ang CE BYE915 - active, Jefferies Hong Kong Limited Leixi Lai CE BYE132 - active, Lego Corporate Finance Limited Zhiping Liang CE BVW616 - active, Longma International Family Office Limited Muran Li CE BYD124 - active, Panda Securities Company Limited Duncan William Downes CE BYC919 - ceased James Christopher David Wigley CE BYD976 - ceased Chenchen Wang CE BXX529 - active, Ping An of China Asset Management (Hong Kong) Company Limited Mengqiao Tao CE BYB123 - active, Prominence Investment Management Limited Toshiki Sogabe CE BYD815 - active, SMBC Nikko Securities (Hong Kong) Limited Zhixian Chen CE BYB388 - active, SinoPac Securities (Asia) Limited Kai Shun Joshua Chan CE BYE373 - ceased Pak Hoe Pablo Chan CE AMV922 - active, Wealth Management Cube Limited Shing Git Wong CE BXW010 - active, WRise Prestige Securities Limited Katherine Elizabeth Stitch CE BYD850 - ceased Xiaofei Dong CE BXG766 - active, Bright Capital Astra Limited Tingxia Luo CE BXG763 - active, Bright Capital Astra Limited Fangxing Li CE BWV647 - active, Joy Vintage Limited Lin Lin CE BWV641 - active, Joy Vintage Limited Rui Jian CE BYD688 - active, Amundi Hong Kong Limited Siu Wah Lau CE BYD828 - active, CDIB Capital International (Hong Kong) Corporation Limited Shufeng Zhu CE BYD831 - active, BlackRock Asset Management North Asia Limited Jiahao Wu CE BYE342 - active, CLSA Limited Yurui Liu CE BYE426 - active, China Securities (International) Brokerage Company Limited Chi Zhu CE BYB878 - active, China Securities (International) Brokerage Company Limited Linxin Xiao CE BYC772 - active, Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited Xiaotian Zhang CE BYE136 - active, China Securities (International) Corporate Finance Company Limited Vijay Kumar Nagraj CE BYE987 - ceased Ka Chun Kan CE BXX915 - active, Delftware Capital Management (HK) Limited Hiu Lin Mary Zeke Siek CE BXY208 - active, Delftware Capital Management (HK) Limited Jia Mu CE BYC526 - active, E Fund Management (Hong Kong) Co., Limited Sin Ching Lok CE BYC057 - active, Everbright Securities Investment Services (HK) Limited Yumiao Shen CE BYE554 - active, Forthright Securities Company Limited Ting Xu CE BYC501 - active, Fosun International Securities Limited Jun Zheng CE BYE347 - active, Fosun International Securities Limited Hao Wang CE BYA652 - active, GF Securities (Hong Kong) Brokerage Limited Thomas Gai Tei Tsao CE ACJ062 - active, Gobi Admiralty Limited Yulan Jiang CE BYC801 - active, Greater Bay Area Development Fund Management Limited Yongyue Li CE BYC953 - active, Guotai Junan Capital Limited Peng Meng CE BYC954 - active, Guotai Junan Capital Limited Kaizhong Shen CE BYF024 - active, Goldman Sachs (Asia) L.L.C. Nanik Daswani CE BYB812 - active, J.P. Morgan Broking (Hong Kong) Limited Kun Hin Michael Leung CE BYC192 - active, KGI Asia Limited da Yeon Hong CE BYE488 - active, Natixis Asia Limited Yichen Zhou CE BYE409 - active, PIMCO Asia Limited Chun Ming Yung CE BYA648 - active, Panthertrade (Hong Kong) Limited Love Sharma CE BYE979 - active, Point72 Hong Kong Limited Ping Wang CE BXU659 - active, Riches Credit Asset Management Limited Yang Shi CE BYF197 - active, TFI Securities and Futures Limited Wai Kit So CE BYB705 - active, Topaz Financial Group Limited Jiaxuan Ng CE BYE376 - active, Vontobel (Hong Kong) Limited Ho Long Li CE BYD799 - active, Yunfeng Financial Markets Limited Xiao Li Ou CE BYB864 - active, Zynergy Asset Management Limited Yanjie Du CE BXC805 - active, Sinoprosper Securities Limited Kakyo Okina CE BYC519 - active, Arrowpoint Investment Partners (Hong Kong) Limited Xiao Le CE BXO187 - active, CMB International Capital Limited Keyang Liu CE BYC080 - active, China International Capital Corporation Hong Kong Securities Limited Taiyi Chen CE BYC424 - active, China International Capital Corporation Hong Kong Securities Limited Siyue Wang CE BYB895 - active, China International Capital Corporation Hong Kong Securities Limited Kai Xuan CE BYA472 - active, China International Capital Corporation Hong Kong Securities Limited Ho Yan Leung CE BYC317 - active, Forthright Securities Company Limited Xiang Liu CE BYF134 - active, Forthright Securities Company Limited Haiyu Zhou CE BYB992 - active, China International Capital Corporation Hong Kong Securities Limited Jiyu Zhang CE BYA118 - active, GF Capital (Hong Kong) Limited Liyun Huang CE BYF106 - active, Goldman Sachs (Asia) L.L.C. Leo Kyu Jung Kim CE BYF174 - active, Goldman Sachs (Asia) L.L.C. Chi Hung Hung CE BRU713 - active, Hong Kong Virtual Asset Exchange Limited Qianrui Ge CE BYA843 - active, Huafu International Securities Limited Yebo Fu CE BXZ914 - active, Long Trends Securities Limited Kei Takeuchi CE BYE080 - ceased Tobias James Bracey CE BYD146 - active, Neuberger Berman Asia Limited Matthew Francis Murphy Jr CE BYF198 - ceased Zhirui Zheng CE BYE437 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Shima Takayama CE BYE084 - active, SMBC Nikko Securities (Hong Kong) Limited Changze Tang CE BXW567 - active, UZen Securities Limited Francois-Xavier Louis Luc Bouvignies CE BYE661 - ceased Jun Zhong CE BYB031 - active, Waterwood Asset Management Limited Zihuan Liao CE BYB218 - active, uSmart Securities Limited Yang Song CE BXM219 - active, Dachron Capital Management Company Limited Taibao Wang CE BXM221 - active, Dachron Capital Management Company Limited An Wu CE BYC427 - active, BaoJia Capital Limited Xinyu Wang CE BYD969 - active, CCB International Securities Limited Yong Yan CE BYB910 - active, CITIC Securities Brokerage (HK) Limited Yanlin Dong CE BYC582 - active, China Galaxy International Securities (Hong Kong) Co., Limited Ruijie Guo CE BYD906 - active, Futu Securities International (Hong Kong) Limited Yanru Peng CE BYC398 - active, Futu Securities International (Hong Kong) Limited Anqi Lu CE BYE456 - active, Guotai Junan Securities (Hong Kong) Limited Huang Huang CE BYC996 - active, Haitong International Capital Limited Xiangyu Shi CE BXP414 - active, Haitong International Capital Limited Zhenwei Huang CE BYE358 - active, ICBC International Fund Management Limited Kenneth Andrew Millen CE BYC233 - active, J.P. Morgan Broking (Hong Kong) Limited Edison Hefeng Yong CE BYB618 - active, J.P. Morgan Broking (Hong Kong) Limited Yi Zeng CE BXQ245 - active, Maoyuan Capital (HK) Limited Zhuosi Xiao CE BYA311 - active, Pulsar Capital Limited Siu Bun Kenneth Leung CE BYF109 - active, Pyxis Wealth Advisors Limited Lu Yan CE BXW405 - active, Silver Nile Global Investments Limited Tihao Qiu CE BYE179 - active, Sunrise Asset Management Limited Jingyi Mu CE BXZ995 - active, Victory Fintech Company Limited Bryan Yi En Tan CE BYE516 - ceased Li-Li Chen CE BYA180 - active, AllianceBernstein Hong Kong Limited Hin Cheung Marco Wong CE BYE377 - active, Blackhorn Wealth Management Limited Zihang Wan CE BYE141 - active, CLSA Limited Siyi Liu CE BYC503 - active, Fosun International Securities Limited Ziwei Wang CE BYC502 - active, Fosun International Securities Limited Meghav Arora CE BYF147 - active, Goldman Sachs (Asia) L.L.C. Yafei He CE BYE925 - active, Guotai Junan Securities (Hong Kong) Limited Jiayi Xu CE BYE751 - active, Guotai Junan Securities (Hong Kong) Limited Mon-Din Yik CE BXB350 - active, Haitong International Securities Company Limited Shuhan Liu CE BXS493 - active, Impression Investment Limited Hei Leong CE BYB849 - active, Invesco Hong Kong Limited Dhiraj Gunvantrai Mistry CE BYE638 - active, Jefferies Hong Kong Limited Mark Darren Woodrow CE BYC269 - active, KGI Asia Limited Yiru Zhao CE BYE178 - active, KGI Asia Limited Yaobo Chen CE BYE924 - active, SPDB International Securities Limited Chengbo Qin CE BYF407 - active, Barclays Capital Asia Limited Chia-Kuei Jen CE BYB343 - active, China International Capital Corporation Hong Kong Securities Limited Yuanfan Stanislas Zhang CE BYE273 - active, BlackRock Asset Management North Asia Limited Geqian Song CE BWE192 - active, Chenteng Capital Limited Yi Yin CE BXQ001 - active, CLSA Limited Justin Kai CE BYF620 - active, EnSphere Investment Management Limited James Alexander Wilkey-Pinfield CE BYE148 - active, FIL Investment Management (Hong Kong) Limited Shuangyue Fei CE BYE920 - active, Fosun International Securities Limited Chun Ho Wong CE BYE658 - active, Forthright Securities Company Limited Hongyu Chen CE BYE480 - ceased Jiahui Dai CE BYE888 - active, Guotai Junan Securities (Hong Kong) Limited Zhi Li CE BYE883 - active, Guotai Junan Capital Limited Hongming Wei CE BYE884 - active, Guotai Junan Capital Limited Xiaotian Zhang CE BYE657 - active, Guotai Junan Capital Limited Xinran Li CE BXW907 - active, HSBC Corporate Finance (Hong Kong) Limited Lu Li CE BYF422 - active, Goldman Sachs (Asia) L.L.C. Jun Chai CE BYB525 - active, Huatai Financial Holdings (Hong Kong) Limited Xin He CE BYA761 - active, Huatai Financial Holdings (Hong Kong) Limited Marlon Kha CE BYG050 - active, Jane Street Asia Pacific Limited Yu Yao CE BXU555 - active, Joyful Capital HK Limited Lingjun Wu CE BYB318 - active, Huatai Financial Holdings (Hong Kong) Limited Aron Bishmar Zieger CE BUO519 - active, LeFevre Park Capital Limited Kyehun Cho CE BXZ880 - active, Merrill Lynch (Asia Pacific) Limited Christopher Yang Zhou CE BYA614 - active, Merrill Lynch (Asia Pacific) Limited Huai-Chieh Chang CE BYC112 - active, SinoPac Securities (Asia) Limited Peiyan Gan CE BYB054 - active, Sinolink Securities (Hong Kong) Company Limited Ronit Mehra CE BYB682 - active, Spathiphy Capital Management Limited Zekai Liu CE BYE351 - active, WRise Prestige Securities Limited Nicholas Jing Bong Kam CE BYB813 - active, CMB International Securities Limited