SW Capital Management Limited
信永資本管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SW Capital Management Limited (信永資本管理有限公司), a Hong Kong-based licensed corporation with CE reference BRX212. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 14 (total recorded over time: 24). Earliest licence on file: 2022-04-14.
- Category:
-
Buyside · Wealth management
- Registered address:
- Room 3003, Gateway Tower 2, 25 Canton Road
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2024-03-15 | present |
| Type 4 - Advising on securities | 2022-04-14 | present |
| Type 9 - Asset management | 2022-04-14 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tai Ling Cheung 張大靈 | RO 1, 4, 9 Rep 4, 9 | 2024-10 | Present |
| Yu On Lam 林裕安 | RO 1, 4, 9 | 2022-04 | Present |
| Sze Ling Yuen 阮思玲 | RO 1, 4, 9 | 2024-03 | Present |
| Siu Chung Cheng 鄭少忠 | Rep 4, 9 | 2023-05 | Present |
| Lai Ping Cheung 張麗萍 | Rep 1, 4, 9 | 2025-07 | Present |
| Jing Man Chu 朱政旻 | Rep 1, 4, 9 | 2023-11 | Present |
| Yuen Kwan Chu 朱婉君 | Rep 1, 4, 9 | 2026-06 | Present |
| Daniel Lap Wai Ho 何立維 | Rep 1, 4, 9 | 2023-03 | Present |
| Kit Sau Windmill Kong 江潔秀 | Rep 4, 9 | 2023-01 | Present |
| Felix Yirid Lai 黎栩政 | Rep 1, 4, 9 | 2025-11 | Present |
| Yuk Kwan Corina Lee 李玉君 | Rep 1, 4, 9 | 2023-12 | Present |
| Philip O. Penaloza 蔡偉立 | Rep 4, 9 | 2023-03 | Present |
| Yat Hong To 杜溢康 | Rep 1, 4, 9 | 2024-07 | Present |
| Wai Yee Wong 黃慧怡 | Rep 1, 4, 9 | 2025-12 | Present |
| Doris Wai Wing Kuo 郭慧頴 | Rep 4, 9 | 2024-03 | 2025-12 |
| Stella Ching Ying Lai 賴靖瑩 | Rep 1, 4, 9 | 2024-03 | 2025-11 |
| Tsz Cheung Lam 林子祥 | Rep 4, 9 | 2025-01 | 2025-03 |
| Irene Kam Suet Fok 霍金雪 | Rep 4, 9 | 2022-11 | 2024-10 |
| Cho Wang Sze 施祖宏 | Rep 4, 9 | 2022-09 | 2024-10 |
| George Pui Kwong Yuen 袁沛光 | Rep 1, 4 | 2024-06 | 2024-10 |
| Hon Sang Lee 李漢生 | Rep 4, 9 | 2022-12 | 2024-08 |
| Chak Wong Lau 劉澤煌 | RO 1, 4, 9 | 2022-07 | 2024-08 |
| Richard Sun Ching Wong | RO 4, 9 Rep 4, 9 | 2022-09 | 2024-07 |
| Tak Wai Lo 盧德偉 | RO 4, 9 | 2022-04 | 2022-10 |
Showing 1–24 of 24
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司