Sze Ling Yuen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ling Yuen (阮思玲), a licensed Responsible Officer with CE reference APR853. Currently licensed at 1 firm(s): SW Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-15 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 4 - Advising on securities | 2024-03-15 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 9 - Asset management | 2024-03-15 | present |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-24 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2022-08-24 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 9 - Asset management | 2022-08-24 | 2023-12-20 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2010-08-11 | 2012-09-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-11 | 2012-09-07 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2010-08-11 | 2012-09-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-08-11 | 2012-09-07 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-24 | 2010-07-24 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-24 | 2010-07-24 |
| Citigroup Venture Capital International Asia Limited 花旗國際亞洲企業投資有限公司 |
Rep | Type 9 - Asset management | 2007-09-24 | 2010-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Ling Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.