Doris Wai Wing Kuo
郭慧頴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Wai Wing Kuo (郭慧頴), a licensed former licensee with CE reference BHB802. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-22 | 2025-12-30 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-22 | 2025-12-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-01 | 2017-03-31 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-01 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Wai Wing Kuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.