CCB Principal Asset Management (Hong Kong) Co., Limited

建信資產管理(香港)有限公司
CE No. BOS228 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CCB Principal Asset Management (Hong Kong) Co., Limited (建信資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BOS228. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 14). Earliest licence on file: 2020-07-07.

Category:
Buyside · Asset management ?
Registered address:
Suite 1703, 17/F, Central Plaza, 18 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2020-07-07 present
Type 9 - Asset management 2020-07-07 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (14)

Active on date
Name Activities First licensed To
Qing Chen 陳青 RO 4, 9 Rep 4, 9 2020-12 Present
Xiao Chen 陳曉 RO 4, 9 Rep 4, 9 2023-01 Present
Wei Lun Chung 鍾維倫 RO 4, 9 Rep 4, 9 2021-10 Present
Bohan Li 李博涵 RO 4, 9 2020-07 Present
Kefei Liu 劉克飛 RO 4, 9 Rep 4, 9 2022-08 Present
Xiaochen Lou 娄晓辰 RO 4, 9 2025-10 Present
Jing Xu 徐靜 RO 4, 9 2020-07 Present
Zhen Guo 郭真 Rep 4, 9 2025-03 Present
Gaoxiang Liang 梁高翔 Rep 4, 9 2025-07 Present
Ran Wei 魏然 Rep 4, 9 2023-09 Present
Yipeng Yu 于毅鵬 Rep 4, 9 2024-08 Present
Wing Hang Tang 鄧穎行 Rep 4, 9 2020-12 2023-06
Anthony Kai Yin Ho 何啟賢 RO 4, 9 2020-07 2022-09
Chih-Kuo Chen 陳治國 RO 4, 9 2020-07 2022-08
Showing 1–14 of 14

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related