Anthony Kai Yin Ho
何啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Kai Yin Ho (何啟賢), a licensed former licensee with CE reference ACD876. This person has 17.4 years of SFC licence history. Total licence records on file: 35.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-07-07 | 2022-09-23 |
| CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-07-07 | 2022-09-23 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-02-05 | 2019-05-08 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-02-05 | 2019-05-08 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-29 | 2018-02-05 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-11-29 | 2018-02-05 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2015-12-07 | 2017-05-31 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-23 | 2015-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-23 | 2015-12-07 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2015-10-23 | 2015-12-07 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-12-15 | 2015-09-22 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-15 | 2014-12-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-15 | 2014-12-15 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-10-15 | 2014-12-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-28 | 2014-09-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-03-28 | 2014-09-13 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2013-03-28 | 2014-09-13 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 - Advising on securities | 2009-10-12 | 2013-01-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 - Asset management | 2009-10-12 | 2013-01-02 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-24 | 2009-10-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-09-24 | 2009-10-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2009-08-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-07-17 | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 5 - Advising on futures contracts | 2006-07-17 | 2009-01-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | Pre-2003 | 2009-01-01 |
| FIL Investment Advisors | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2009-08-28 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | Pre-2003 | 2009-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Kai Yin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.