Lucky Guosheng Securities Limited
幸運國盛證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucky Guosheng Securities Limited (幸運國盛證券有限公司), a Hong Kong-based licensed corporation with CE reference BMZ403. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 15). Earliest licence on file: 2018-10-23.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 1215, 12/F, Houston Centre, 63 Mody Road, Tsim Sha Tsui East
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-10-23 | present |
| Type 4 - Advising on securities | 2020-09-23 | present |
| Type 9 - Asset management | 2020-09-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Dick Wai Leung Ho 何偉良 | RO 1, 4, 9 | 2018-10 | Present |
| Simon Luk 陸東全 | RO 1, 4, 9 Rep 1 | 2020-09 | Present |
| Caroline Wing Sum Woo 胡陳詠心 | Rep 1, 4, 9 | 2021-11 | Present |
| Yuan Lin 林媛 | Rep 1, 4, 9 | 2024-03 | 2024-10 |
| Botao Zhan | RO 1, 4 Rep 1, 4, 9 | 2024-01 | 2024-08 |
| Ka Hei Hung 洪嘉希 | RO 1, 4 Rep 1, 4, 9 | 2020-03 | 2023-11 |
| Shing Po Wong 黃承寶 | Rep 9 | 2022-08 | 2023-05 |
| Yan An Chen 陳姸安 | Rep 1, 4, 9 | 2022-12 | 2023-05 |
| Chen Kai Wang 王琛凱 | Rep 1, 4, 9 | 2022-12 | 2023-05 |
| Chung Wai Yam 任仲為 | Rep 1, 4, 9 | 2020-06 | 2023-03 |
| Randy Tsui 徐晞瑜 | RO 1, 4, 9 | 2020-03 | 2023-02 |
| Ruby Pui Kay Siu 蕭珮琪 | Rep 1 | 2020-09 | 2021-07 |
| Sin Ying Chui 徐倩瑩 | Rep 1 | 2020-07 | 2021-06 |
| Fai Yiu 姚輝 | Rep 1 | 2020-09 | 2021-04 |
| Wing Ho Lau 劉永浩 | RO 1 | 2018-10 | 2019-08 |
Showing 1–15 of 15
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