Hope Securities Limited
希望證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hope Securities Limited (希望證券有限公司), a Hong Kong-based licensed corporation with CE reference BKD589. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 13). Earliest licence on file: 2018-04-09.
- Category:
-
Sell side · Brokerage
- Registered address:
- Room 2805, 28/F, China United Centre, 28 Marble Road, North Point
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-04-09 | present |
| Type 2 - Dealing in futures contracts | 2019-11-28 | present |
| Type 4 - Advising on securities | 2019-11-28 | present |
| Type 5 - Advising on futures contracts | 2019-11-28 | present |
| Type 9 - Asset management | 2019-11-28 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wai Kee Leung 梁慧琪 | RO 1, 2, 4, 5, 9 Rep 2, 4, 5 | 2024-12 | Present |
| Simon Tak Lung Yau 游德隆 | RO 1, 2, 4, 5, 9 Rep 4, 9 | 2024-10 | Present |
| Chiu Hua Cheng 鄭秋華 | Rep 1 | 2022-09 | Present |
| Alvin Tin Yam Wong 黃天任 | RO 1, 2, 4, 5, 9 | 2022-10 | 2025-08 |
| Ka Lam Yiu 姚家霖 | RO 1, 4, 9 Rep 1 | 2019-08 | 2025-04 |
| Chi Ying Tse 謝智英 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 | 2024-07 | 2024-10 |
| Kim Fai Tam 談儉輝 | RO 1, 2, 4, 5, 9 Rep 1 | 2019-05 | 2024-08 |
| Cheung Wong Leung 梁長旺 | Rep 1 | 2022-09 | 2024-01 |
| Kai Chun Chan 陳啟俊 | RO 1, 2, 4, 5, 9 | 2021-12 | 2022-10 |
| Yik Lun Chan 陳奕倫 | RO 1, 2, 4, 5, 9 | 2021-08 | 2021-12 |
| Tomo-Hito Cheung 張智仁 | RO 1, 2, 4, 5, 9 | 2019-07 | 2021-07 |
| Kin Kwok Tan 陳健國 | RO 1 | 2018-04 | 2020-11 |
| May Ming Kiu Hong 康銘嬌 | RO 1 | 2018-04 | 2020-05 |
Showing 1–13 of 13
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