Aon Securities (Hong Kong) Limited

怡安証劵香港有限公司

CE No. BIC537 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aon Securities (Hong Kong) Limited (怡安証劵香港有限公司), a Hong Kong-based licensed corporation with CE reference BIC537. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2017-01-27.
Category:: Sell side · Investment banking
Registered address:: 33/F, and 34/F, One Island East, Taikoo Place, 18 Westlands Road, Quarry Bay
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2017-01-27	present
Type 4 - Advising on securities	2017-01-27	present
Type 6 - Advising on corporate finance	2017-01-27	2020-11-16

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Jordan McLeod Brown	RO 1, 4	2021-11	Present
Richard Erik Charles Pennay	RO 1, 4	2023-12	Present
Dan Qu 曲丹	RO 1, 4, 6	2017-01	Present
Paul Thomas Schultz	RO 1, 4, 6	2017-01	2023-12
Shinji Yamamoto	RO 1, 4	2020-04	2021-03
Xinwen Chang 常馨文	Rep 1, 4, 6	2018-03	2019-07
Yuan Hui Chow 鄒遠暉	Rep 1, 4, 6	2017-07	2019-07
Rui Huang 黃睿	RO 1, 4, 6	2017-01	2019-06
Shuo Li 李碩	Rep 1, 4, 6	2017-08	2019-06