Rui Huang
黃睿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Huang (黃睿), a licensed former licensee with CE reference AOA886. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-27 | 2019-06-28 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 4 — Advising on securities | 2017-01-27 | 2019-06-28 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-27 | 2019-06-28 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2015-06-17 | 2015-10-04 |
| Willis Towers Watson Securities (Hong Kong) Limited |
RO | Type 6 — Advising on corporate finance | 2015-06-17 | 2015-10-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2012-08-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-07 | 2012-08-29 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-16 | 2011-05-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-16 | 2011-05-25 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-06 | 2007-06-27 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-06 | 2007-06-27 |