Shinji Yamamoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shinji Yamamoto ( ), a licensed former licensee with CE reference BPK034. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-01 | 2021-03-31 |
| Aon Securities (Hong Kong) Limited 怡安証劵香港有限公司 |
RO | Type 4 — Advising on securities | 2020-04-01 | 2021-03-31 |