Dragon Investment Advisory Company Limited
雲龍資本投資顧問有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Investment Advisory Company Limited (雲龍資本投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference BHK241. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2016-09-27.
- Category:
-
Sell side · Consulting ?
- Registered address:
- Room 03-04, 32/F, China Resources Building, 26 Harbour Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2018-02-28 | present |
| Type 4 - Advising on securities | 2018-02-28 | present |
| Type 9 - Asset management | 2016-09-27 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Danhua Chen 陳丹華 | RO 1, 4, 9 Rep 9 | 2017-11 | Present |
| Jun Zhai 翟隽 | RO 1, 4, 9 | 2016-09 | Present |
| Thomas Shui Cheong Tsao 曹瑞昌 | RO 1, 4, 9 | 2016-09 | 2022-03 |
| Can Han 韓璨 | Rep 1, 4, 9 | 2018-11 | 2021-12 |
| Nelson Chi Chung Wu 胡智聰 | RO 1, 4, 9 | 2016-09 | 2020-01 |
| Sijia Chen 陳思嘉 | Rep 9 | 2017-04 | 2018-08 |
Showing 1–6 of 6
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