Black Dragon Asset Management Limited

玄龍資產管理有限公司
CE No. AXD418 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Black Dragon Asset Management Limited (玄龍資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AXD418. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 12). Earliest licence on file: 2011-07-27.

Registered address:
26/F, Queen's Road Centre, 152 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2023-05-29 present
Type 4 - Advising on securities 2023-05-29 present
Type 9 - Asset management 2011-07-27 present
Type 4 - Advising on securities 2011-07-27 2013-06-14

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (12)
Active on date

Name Activities First licensed To
Thanakorn Chow 周燊 RO 1, 4, 9 Rep 1, 4, 9 2023-12 Present
Ching Piu Hui 許清標 RO 1, 4, 9 Rep 4 2013-03 Present
Kam Hung Wong 黃錦洪 RO 1, 4, 9 2024-12 Present
Chun Sang Wong 王俊生 Rep 1, 4, 9 2025-06 Present
Ling Hui 許玲 RO 9 2022-10 2023-05
Ki Wai Ip 葉奇衛 RO 1, 4, 9 Rep 1, 4, 9 2023-09 2024-12
Kwok On Kwai 季國安 RO 4, 9 2011-07 2013-04
Ka Yau Leung 梁家祐 RO 9 2017-10 2022-10
Xiaojing Li 李晓璟 RO 1, 4, 9 2022-11 2023-10
Hiu Man Wong 王曉敏 RO 4, 9 2011-07 2022-10
Ling Kam Leung 梁令琴 Rep 9 2016-06 2017-02
Mei Zhao 趙媚 Rep 4, 9 2013-02 2017-06
Showing 1–12 of 12

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 910 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 896 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 851 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 404 staff - 3 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 324 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 269 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related