Ki Wai Ip
葉奇衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Wai Ip (葉奇衛), a licensed former licensee with CE reference ABL662. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-04-15 | 2025-07-18 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-04-15 | 2025-07-18 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2025-04-15 | 2025-07-18 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-06 | 2024-12-31 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-10-06 | 2024-12-31 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
RO | Type 9 — Asset management | 2023-10-06 | 2024-12-31 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-26 | 2023-10-06 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-26 | 2023-10-06 |
| Black Dragon Asset Management Limited 玄龍資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-26 | 2023-10-06 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2008-05-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-31 | 2008-05-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-24 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-24 |