Hong Kong Mingdao Asset Management Limited

香港明道資產管理有限公司
CE No. AQR870 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Mingdao Asset Management Limited (香港明道資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AQR870. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 12). Earliest licence on file: 2008-04-14.

Formerly known as:
IGNOVA Capital Asset Management Limited 一諾資本資產管理有限公司 (until 2026-01-26)
BOA Soteria Asset Management Limited 亞銀泓泰資產管理有限公司 (until 2024-09-30)
Soteria Asset Management Limited 泓泰資產管理有限公司 (until 2024-05-27)
Taishan Capital Limited 泰山基金管理有限公司 (until 2021-01-27)
Category:
Buyside · Asset management ?
Registered address:
Room 1008, 10/F, On Hong Commercial Building, No.145 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2022-11-11 present
Type 9 - Asset management 2008-04-14 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (12)

Active on date
Name Activities First licensed To
Dennis Sai Kit Lau 劉世傑 RO 4, 9 2025-09 Present
Kam Shing Yam 任錦成 RO 4, 9 2022-05 Present
Tingyi Xiao 肖婷藝 Rep 4, 9 2023-12 2025-10
Siu Cho Ng 吳兆祖 RO 4, 9 2022-07 2024-09
John C Parrilli RO 9 2018-07 2022-04
Man Yuen Chan 陳文源 RO 9 Rep 9 2021-07 2022-02
Gustino Sebastian de Marco RO 9 Rep 9 2018-08 2021-04
Ka Pong Chan 陳嘉邦 RO 9 2010-04 2018-04
David Shuh-Ren Sih 薛樹仁 RO 9 2012-08 2018-04
Cheuk Fai Li 李卓輝 Rep 9 2011-11 2017-01
Hon Ming Chan 陳漢明 RO 9 2008-04 2012-03
Yi Ding 丁屹 RO 9 2008-04 2010-10
Showing 1–12 of 12

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