John C Parrilli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John C Parrilli ( ), a licensed former licensee with CE reference BDX580. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AP Capital Limited |
RO | Type 4 — Advising on securities | 2022-05-05 | 2022-10-31 |
| AP Capital Limited |
RO | Type 9 — Asset management | 2022-05-05 | 2022-10-31 |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-04 | 2022-04-19 |
| Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-12-21 | 2017-05-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2015-10-23 |
| Phalanx Capital Management Hong Kong Limited |
RO | Type 9 — Asset management | 2014-09-02 | 2015-08-03 |