OCP Asia (Hong Kong) Limited

CE No. AKV333 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for OCP Asia (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AKV333. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 26). Earliest licence on file: 2004-09-03.

Category:
Buyside · Private equity / VC ?
Registered address:
Unit 1601, 16th Floor, Ruttonjee House, Ruttonjee Centre, 3-11 Duddell Street, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2004-10-15 present
Type 4 - Advising on securities 2004-09-03 2022-06-13
Type 5 - Advising on futures contracts 2004-09-03 2022-06-13

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (26)

Active on date
Name Activities First licensed To
Il Yong Jung RO 9 Rep 4, 5, 9 2011-08 Present
Daniel Ross Simmons RO 4, 5, 9 Rep 4, 5, 9 2007-04 Present
Po Wa Power Siu 蕭葆華 Rep 9 2018-03 2025-01
Michael Ching Him Lau 劉正謙 Rep 4, 5, 9 2013-06 2024-03
Teall Nathaniel Edds RO 4, 5, 9 2004-09 2023-10
Stuart Michael Wilson RO 4, 5, 9 2004-09 2023-10
Feng Han 韓峰 Rep 9 2019-05 2023-05
Chan Ieong Siu 蕭振揚 Rep 9 2021-01 2022-05
Justin Sek Fun Poon 潘碩勳 Rep 4, 9 2017-05 2021-02
Yuen Ting Venus Choi 蔡宛庭 Rep 4, 5, 9 2012-05 2017-07
Katherine Juri Williams Rep 4, 5, 9 2008-06 2017-05
Alexander Lanson Lin 林柏蒼 RO 4, 5, 9 Rep 4, 5, 9 2009-10 2016-11
Ji Il Kwon Rep 4, 5, 9 2007-06 2016-07
Michael Jeffrey Mills Rep 4, 5, 9 2009-11 2014-12
Kevin Han Hua Rep 4, 5, 9 2006-09 2014-07
Kristi Wing Kei Leung 梁詠琦 Rep 4, 5, 9 2011-04 2013-06
Motonobu Shirasu Rep 4, 5, 9 2006-07 2013-06
Charles Daniel Wiemer Rep 4, 5, 9 2006-08 2012-08
Patrick Peylin Yau 姚沛林 Rep 9 2007-02 2011-06
Fi Fi Chan 陳菲菲 Rep 4, 5, 9 2006-07 2011-03
Charlotte Louise Stopford Sackville Rep 9 2008-03 2009-06
Kwang Hyun Cho Rep 4, 5, 9 2008-02 2009-04
Imtiyaz Amirbhai Mahida Rep 4, 5, 9 2008-10 2009-01
Katherine Claire Pallister Rep 4, 5, 9 2007-06 2008-12
John G Tompkins Rep 4, 5, 9 2006-07 2008-12
Mohsinuddin Ansari Rep 4, 5 2004-09 2006-12
Showing 1–26 of 26

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 1 shared activity type - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 1 shared activity type - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 1 shared activity type - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司

Related