Michael Ching Him Lau
劉正謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ching Him Lau (劉正謙), a licensed former licensee with CE reference APO577. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-06-03 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-06-03 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-06-03 | 2024-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-07 | 2013-03-28 |