John G Tompkins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John G Tompkins, a licensed former licensee with CE reference ANK430. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-22 | 2021-12-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-22 | 2021-12-03 |
| Senrigan Capital Group Limited | RO | Type 9 - Asset management | 2011-06-28 | 2013-07-15 |
| Senrigan Capital Group Limited | Rep | Type 9 - Asset management | 2010-11-15 | 2011-06-28 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-19 | 2010-11-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-17 | 2010-11-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-11-17 | 2010-11-05 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-17 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-07-17 | 2008-12-16 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-07-17 | 2008-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John G Tompkins during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.