UBS AG

CE No. AEP554 Registered institution Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS AG (), a Hong Kong-based registered institution with CE reference AEP554. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 7 - Providing automated trading services; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2006-01-04.

Category:
Registered address:
17/F, Li Po Chun Chambers, 189 Des Voeux Road, Central
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 present
Type 6 - Advising on corporate finance Pre-2003 present
Type 7 - Providing automated trading services 2006-01-04 present
Type 9 - Asset management Pre-2003 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (0)
Active on date

Name Activities First licensed To
No staff history on file.

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