Carrier Stock Investment Company Limited

嘉利證券投資有限公司

CE No. ACU190 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrier Stock Investment Company Limited (嘉利證券投資有限公司), a Hong Kong-based licensed corporation with CE reference ACU190. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 6 (total recorded over time: 10).
Category:: Sell side · Brokerage ?
Registered address:: Unit 1A, 1/F, Man Hing Commercial Building, 79-83 Queen's Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	2004-07-28
Type 9 - Asset management	Pre-2003	2004-07-28

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Ting Sik Ho 何廷錫	RO 1, 4, 6, 9	Pre-2003	Present
Winfred Kin Tak Ho 何健德	RO 1, 4, 6, 9	Pre-2003	Present
Kwok Jui Chan 陳國銳	Rep 1, 4, 6, 9	Pre-2003	Present
King Chun Cheung 章琼珍	Rep 1, 4, 6, 9	Pre-2003	Present
Patty Po King Ho 何寶琼	Rep 1, 4, 6, 9	Pre-2003	Present
David Wai Kit Tse 謝煒杰	Rep 1, 4, 6, 9	Pre-2003	Present
Sheung Ming Tam 譚上明	Rep 1, 4, 6, 9	Pre-2003	2024-04
Sandy Ching Lam Tam 譚正林	Rep 1	2008-12	2014-09
Fan Chan 陳藩	Rep 1, 4, 6, 9	Pre-2003	2007-12
How Sun Low 羅厚燊	Rep 1, 4, 6, 9	Pre-2003	2004-01