Sheung Ming Tam
譚上明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Ming Tam (譚上明), a licensed former licensee with CE reference AAA554. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2024-04-02 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-04-01 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-04-01 |
| Carrier Stock Investment Company Limited 嘉利證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2004-04-01 |