SIIC Asset Management Company Limited
上海實業資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SIIC Asset Management Company Limited (上海實業資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ACP152. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 11).
- Registered address:
- 27/F, Harcourt House, 39 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2004-07-30 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-30 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-30 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zhengyi Tao 陶正毅 | RO 9 | 2015-07 | Present |
| Lei Zhang 張磊 | RO 9 | 2010-07 | Present |
| Agnes Miu Shan Tsui 徐妙珊 | Rep 9 | 2013-11 | Present |
| Kenneth King Chi Fan 范敬智 | RO 9 Rep 9 | 2006-06 | 2013-03 |
| Gang Huang 黃剛 | RO 9 | 2006-01 | 2012-09 |
| David Lee 李家偉 | RO 9 | 2008-09 | 2013-05 |
| Nong Sun 孫農 | RO 9 | Pre-2003 | 2005-01 |
| Karen Yuen Yee Tam 譚婉儀 | RO 9 | 2003-11 | 2005-12 |
| Bo Xu 徐波 | RO 9 | 2020-03 | 2023-11 |
| Henry Sung Chuen Yau 邱崧泉 | RO 9 Rep 9 | 2008-08 | 2014-07 |
| Ming Yee Yiu 姚明義 | RO 9 | Pre-2003 | 2010-02 |
Showing 1–11 of 11
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