Ming Yee Yiu
姚明義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yee Yiu (姚明義), a licensed former licensee with CE reference ACS672. This person has 14.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-28 | 2020-05-20 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 4 - Advising on securities | 2015-11-06 | 2020-05-20 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 9 - Asset management | 2015-11-06 | 2020-05-20 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 4 - Advising on securities | 2014-07-17 | 2015-03-31 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
RO | Type 9 - Asset management | 2014-07-17 | 2015-03-31 |
| Dragonfly Investment Management Co., Limited 飛龍投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-10-26 | 2012-03-08 |
| Dragonfly Investment Management Co., Limited 飛龍投資管理有限公司 |
RO | Type 9 - Asset management | 2010-03-05 | 2012-07-31 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-02-02 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Yee Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.