HSBC Broking (China) Limited

滙豐金融(中國)有限公司
CE No. ACB931 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking (China) Limited (滙豐金融(中國)有限公司), a Hong Kong-based licensed corporation with CE reference ACB931. Current licensed staff on file: 0 (total recorded over time: 22).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2014-06-13
Type 4 - Advising on securities Pre-2003 2004-09-10
Type 6 - Advising on corporate finance Pre-2003 2004-09-10
Type 9 - Asset management Pre-2003 2004-09-10

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Ying Kwan Wong 王應坤 RO 1 2010-05 2014-04
Chi Hung Kwok 郭熾雄 RO 1 2009-12 2013-12
Ho Wai Chan 陳浩偉 Rep 1 2011-05 2012-08
Shu Ming Chan 陳樹明 Rep 1, 4, 6, 9 Pre-2003 2012-08
Yan Ho 何欣 Rep 1, 4, 6, 9 Pre-2003 2012-08
Kwok Chuen Hung 熊國全 Rep 1 2011-06 2012-08
Hin Fung Ip 葉衍峰 Rep 1 2011-06 2012-08
Edmond Chin Yu Leung 梁展宇 Rep 1 2008-04 2012-08
Kwok Hung Ng 吳國雄 Rep 1, 4, 6, 9 Pre-2003 2012-08
Lai Chi Pun 潘勵智 Rep 1, 4, 6, 9 Pre-2003 2012-08
Hon Ying Yeung 楊漢英 Rep 1 2010-06 2012-08
Hung Wah Leung 梁孔華 RO 1, 4, 6, 9 Pre-2003 2012-01
Tat Yan Shang 尚達人 RO 1, 4, 6, 9 Pre-2003 2011-11
Anna Wai Kwan Wong 黃慧群 RO 1 2009-12 2011-10
Thomas Hin Yee Mo 毛衍懿 Rep 1 2006-05 2011-05
Ka Hang Ho 何嘉恒 Rep 1 2006-06 2011-04
Chi Fung Cheng 鄭智鋒 Rep 1 2010-11 2011-01
Raymond Po Yan Iu 姚保仁 Rep 1, 4, 6, 9 Pre-2003 2010-09
Man Kit Wong 黃文傑 Rep 1 2006-06 2010-04
Pak Lam Luk 陸柏林 Rep 1 2005-11 2006-04
Ka Lok Cheung 張家樂 Rep 1, 4, 6, 9 Pre-2003 2005-11
Hoi Fung Chan 陳凱峰 Rep 1, 4, 6, 9 Pre-2003 2004-03
Showing 1–22 of 22

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