Royal Bank of Canada
加拿大皇家銀行
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Royal Bank of Canada (加拿大皇家銀行), a Hong Kong-based registered institution with CE reference AAE727. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2005-06-16.
- Category:
-
Sell side · Investment banking
- Registered address:
- 41ST & 42ND FLOOR, ONE TAIKOO, PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONGKONG
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2005-06-16 | present |
| Type 2 - Dealing in futures contracts | 2020-06-19 | present |
| Type 4 - Advising on securities | 2008-05-02 | present |
| Type 6 - Advising on corporate finance | 2016-06-21 | present |
| Type 9 - Asset management | 2019-11-11 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 5 shared activity types - 華泰金融控股(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 406 staff - 5 shared activity types - 招商證券(香港)有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 237 staff - 5 shared activity types - 貝萊德資產管理北亞有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 136 staff - 5 shared activity types - 元大證券(香港)有限公司
Sinolink Securities (Hong Kong) Company Limited
CE AAI195 - 122 staff - 5 shared activity types - 國金證券(香港)有限公司
Quam Securities Limited
CE AAC577 - 105 staff - 5 shared activity types - 華富建業證券有限公司
uSmart Securities Limited
CE BJA907 - 99 staff - 5 shared activity types - 盈立證券有限公司
Zheshang International Financial Holdings Co., Limited
CE BGD825 - 54 staff - 5 shared activity types - 浙商國際金融控股有限公司