Chekiang First Securities Co. Limited
浙江第一證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chekiang First Securities Co. Limited (浙江第一證券有限公司), a Hong Kong-based licensed corporation with CE reference AAE337. Current licensed staff on file: 0 (total recorded over time: 13).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2014-11-24 |
| Type 4 - Advising on securities | Pre-2003 | 2003-09-22 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-22 |
| Type 9 - Asset management | Pre-2003 | 2003-09-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Keung Tom 譚志強 | RO 1 | 2006-07 | 2014-11 |
| Tsz Yau Tsang 曾子佑 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2014-11 |
| Ming Ming Kam 金敏敏 | RO 1, 4, 6, 9 | Pre-2003 | 2006-11 |
| Cheung Wong Ying 邢長旺 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Ko Ming Chan 陳高鳴 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Yuk Yee Lee 李玉儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Soo Ping Yuen 袁素萍 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Rida Yuk Sheung Au 區玉霜 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Polly Po Yi Leung 梁寶儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Yee Ming Ng 吳綺明 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Mei Ying Wong 黃美英 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Wai Ng 吳偉 | RO 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Tony Ka Kin Luke 陸加健 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
Showing 1–13 of 13