Rida Yuk Sheung Au
區玉霜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rida Yuk Sheung Au (區玉霜), a licensed former licensee with CE reference ABO901. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-30 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-18 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-18 |