Yee Ming Ng
吳綺明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ming Ng (吳綺明), a licensed former licensee with CE reference AFS191. This person has 1.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-27 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-19 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-19 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-19 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ko Ming Chan | Chekiang First Securities Co. Limited | 2003–2004 |
| Cheung Wong Ying | Chekiang First Securities Co. Limited | 2003–2004 |
| Rida Yuk Sheung Au | Chekiang First Securities Co. Limited | 2003–2004 |
| Ming Ming Kam | Chekiang First Securities Co. Limited | 2003–2004 |
| Yuk Yee Lee | Chekiang First Securities Co. Limited | 2003–2004 |
| Polly Po Yi Leung | Chekiang First Securities Co. Limited | 2003–2004 |
| Tsz Yau Tsang | Chekiang First Securities Co. Limited | 2003–2004 |
| Mei Ying Wong | Chekiang First Securities Co. Limited | 2003–2004 |
| Soo Ping Yuen | Chekiang First Securities Co. Limited | 2003–2004 |
| Wai Ng | Chekiang First Securities Co. Limited | 2003–2004 |
| Tony Ka Kin Luke | Chekiang First Securities Co. Limited | 2003–2004 |