Yee Ming Ng
吳綺明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ming Ng (吳綺明), a licensed former licensee with CE reference AFS191. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-27 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-19 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-19 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-19 |