Yanjie Du
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanjie Du (杜彥杰), a licensed Responsible Officer with CE reference BXC805. Currently licensed at 1 firm(s): Sinoprosper Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinoprosper Securities Limited 華盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-23 | present |
| Sinoprosper Securities Limited 華盈證券有限公司 |
RO | Type 4 - Advising on securities | 2026-06-23 | present |
| Sinoprosper Securities Limited 華盈證券有限公司 |
RO | Type 9 - Asset management | 2026-06-23 | present |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanjie Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Yam | Sinoprosper Securities Limited | 2026–present |
| Jimmy Hung Ban Yau | Sinoprosper Securities Limited | 2026–present |