Katherine Yan

閆晗曦
CE No. BWC124 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Yan (閆晗曦), a licensed Responsible Officer with CE reference BWC124. Currently licensed at 1 firm(s): ZM Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
ZM Asset Management Limited
正美資產管理有限公司		 RO Type 4 — Advising on securities 2026-04-02 present
ZM Asset Management Limited
正美資產管理有限公司		 RO Type 9 — Asset management 2026-04-02 present

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