Katherine Yan
閆晗曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Yan (閆晗曦), a licensed Responsible Officer with CE reference BWC124. Currently licensed at 1 firm(s): ZM Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZM Asset Management Limited 正美資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-04-02 | present |
| ZM Asset Management Limited 正美資產管理有限公司 |
RO | Type 9 - Asset management | 2026-04-02 | present |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Weiguo Fu | ZM Asset Management Limited | 2026–present |