Zhen Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen Shi (石振), a licensed Responsible Officer with CE reference AYK898. Currently licensed at 1 firm(s): BY Financials Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BY Financials Limited | RO | Type 1 - Dealing in securities | 2026-05-14 | present |
| BY Financials Limited | RO | Type 4 - Advising on securities | 2026-05-14 | present |
| BY Financials Limited | RO | Type 9 - Asset management | 2026-05-14 | present |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-23 | 2024-08-05 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-02-23 | 2024-08-05 |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 |
RO | Type 9 - Asset management | 2022-02-23 | 2024-08-05 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 4 - Advising on securities | 2020-11-06 | 2021-03-31 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-11-06 | 2021-03-31 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-28 | 2021-03-31 |
| Synergy Futures Limited 新際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-31 | 2021-03-31 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-12-28 | 2018-08-17 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-02-04 | 2018-08-17 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-30 | 2015-02-04 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2014-04-25 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-14 | 2014-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhen Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.