Jie Hua
花杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Hua (花杰), a licensed Responsible Officer with CE reference BTZ115. Currently licensed at 1 firm(s): Hong Kong Main Fund Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 4 - Advising on securities | 2025-01-20 | present |
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 9 - Asset management | 2025-01-20 | present |
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-19 | present |