Chun Yin Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yin Chan (陳俊賢), a licensed Responsible Officer with CE reference BAF372. Currently licensed at 1 firm(s): Hong Kong Intelligent Strategy Investment Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Intelligent Strategy Investment Management Company Limited 香港智策投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-18 | present |
| Hong Kong Intelligent Strategy Investment Management Company Limited 香港智策投資管理有限公司 |
RO | Type 9 - Asset management | 2025-11-18 | present |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-15 | 2025-10-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 4 - Advising on securities | 2024-07-15 | 2025-10-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 9 - Asset management | 2024-07-15 | 2025-10-31 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-04-03 | 2023-10-06 |
| Century City Assets Management (HK) Limited 世紀城市資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2023-04-03 | 2023-10-06 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-01 | 2022-12-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-01 | 2022-12-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-01 | 2022-12-13 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-08 | 2022-04-01 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-08 | 2022-04-01 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-02-08 | 2022-04-01 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-04 | 2022-01-28 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-09-10 | 2022-01-28 |
| D'Asie Asset Management Limited 達則資產管理有限公司 |
RO | Type 9 - Asset management | 2019-09-10 | 2022-01-28 |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-09 | 2019-08-27 |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-03-01 | 2019-08-27 |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 - Asset management | 2019-03-01 | 2019-08-27 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-29 | 2019-02-23 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 - Advising on securities | 2017-06-29 | 2019-02-23 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 - Asset management | 2017-06-29 | 2019-02-23 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-29 | 2017-06-21 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-29 | 2017-06-21 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 - Asset management | 2016-03-29 | 2017-06-21 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-20 | 2014-09-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-20 | 2014-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.