CX Investment Management Limited

淳熙投資管理有限公司
CE No. BPU543 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CX Investment Management Limited (淳熙投資管理有限公司), a Hong Kong-based licensed corporation with CE reference BPU543. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 2). Earliest licence on file: 2020-10-21.

Category:
Sell side · Wealth management ?
Registered address:
Room 2505 25/F, Enterprise Square Three, 39 Wang Chiu Road, Kowloon Bay, Kowloon
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities 2020-10-21 present
Type 9 - Asset management 2020-10-21 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (2)

Active on date
Name Activities First licensed To
Yuen Chiu Cheng 鄭元超 RO 4, 9 2020-10 Present
Peter Chi Woon Luk 陸治垣 RO 4, 9 2020-10 Present
Showing 1–2 of 2

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 904 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 890 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 437 staff - 2 shared activity types - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 411 staff - 2 shared activity types - 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 406 staff - 2 shared activity types - 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 319 staff - 2 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司

Related