Yu-Hui Tu
凃玉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu-Hui Tu (凃玉慧), a licensed former licensee with CE reference AEA467. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Prospect Capital Limited 新域資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-24 | 2024-02-16 |
| New Prospect Capital Limited 新域資本有限公司 |
RO | Type 4 — Advising on securities | 2018-05-24 | 2024-02-16 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-28 | 2017-08-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-29 | 2017-08-01 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-09 | 2008-12-04 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-13 | 2007-06-13 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-21 | 2013-10-29 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-12 | 2006-07-03 |
| CSC Financial Services Limited 群益金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-16 | 2005-05-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-17 | 2005-05-18 |
| CSC Asia Limited 群益亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-04-17 | 2005-05-18 |