Rising Glory Finance Limited
榮旭金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rising Glory Finance Limited (榮旭金融有限公司), a Hong Kong-based licensed corporation with CE reference BHZ321. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 7 (total recorded over time: 14). Earliest licence on file: 2017-01-23.
- Category:
-
Buyside · Hedge fund
- Registered address:
- Room C, 21/F, Neich Building, 128 Gloucester Road, Wan Chai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2018-11-30 | present |
| Type 9 - Asset management | 2017-01-23 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (14)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xun Guo 郭迅 | RO 4, 9 | 2017-10 | Present |
| Leslie Wai-Yun Tong 唐慧茵 | RO 4, 9 | 2017-12 | Present |
| Kin Kong Yip 葉建剛 | RO 9 Rep 9 | 2019-01 | Present |
| Jiangxue Guo 郭江雪 | Rep 9 | 2020-11 | Present |
| Zeyan Huang 黃澤雁 | Rep 4, 9 | 2020-05 | Present |
| Yuhao Xiao 肖裕浩 | Rep 9 | 2024-05 | Present |
| Jia Zuo 左佳 | Rep 4, 9 | 2025-10 | Present |
| Yihua Huang 黃溢華 | Rep 9 | 2018-09 | 2026-04 |
| Biao Cang | RO 9 | 2019-06 | 2021-01 |
| Nathan Wang 王焱武 | RO 4, 9 | 2017-06 | 2019-08 |
| Guangmin Xia 夏廣民 | Rep 4, 9 | 2019-04 | 2019-05 |
| Mingxiong Wang 王明雄 | Rep 9 | 2018-11 | 2019-01 |
| Edward William Lashinski | RO 9 | 2017-01 | 2017-04 |
| David McWilliams Nesbitt | RO 9 | 2017-01 | 2017-04 |
Showing 1–14 of 14
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 2 shared activity types - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 2 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 2 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 2 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 2 shared activity types - 瑞穗證券亞洲有限公司