Nathan Wang

王焱武
CE No. ADJ636 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Wang (王焱武), CE reference ADJ636. Currently licensed at 1 firm(s): KR Securities (Hong Kong) Limited. Total licence records on file: 26.

Licence history

FirmRoleRegulated activityFromTo
KR Securities (Hong Kong) Limited
嘉瑞證券(香港)有限公司
RO Type 4 — Advising on securities 2025-12-18 present
KR Securities (Hong Kong) Limited
嘉瑞證券(香港)有限公司
RO Type 9 — Asset management 2025-12-18 present
Everpine Asset Management Limited
RO Type 4 — Advising on securities 2023-12-04 2025-11-25
Everpine Asset Management Limited
RO Type 9 — Asset management 2023-12-04 2025-11-25
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 1 — Dealing in securities 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 4 — Advising on securities 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
RO Type 9 — Asset management 2019-09-03 2023-11-30
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 1 — Dealing in securities 2019-08-20 2019-09-03
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 4 — Advising on securities 2019-08-20 2019-09-03
China Railway & Aviation Securities Limited
中國鐵航證券有限公司
Rep Type 9 — Asset management 2019-08-20 2019-09-03
Rising Glory Finance Limited
榮旭金融有限公司
RO Type 4 — Advising on securities 2018-11-30 2019-08-15
Rising Glory Finance Limited
榮旭金融有限公司
RO Type 9 — Asset management 2017-06-27 2019-08-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 1 — Dealing in securities 2015-01-13 2017-06-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 4 — Advising on securities 2015-01-13 2017-06-15
Cachet Asset Management Limited
臻卓資產管理有限公司
RO Type 9 — Asset management 2015-01-13 2017-06-15
Jakota Securities Group Limited
嘉高達證券集團有限公司
Rep Type 1 — Dealing in securities 2012-11-14 2015-01-09
Vision Finance International Company Limited
睿智金融國際有限公司
Rep Type 6 — Advising on corporate finance 2010-03-17 2011-10-14
Ivory Capital Private Limited
Rep Type 4 — Advising on securities 2009-05-13 2010-02-26
Ivory Capital Private Limited
Rep Type 6 — Advising on corporate finance 2009-05-13 2010-02-26
Ivory Capital Private Limited
Rep Type 1 — Dealing in securities 2009-04-20 2009-06-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities present 2009-03-23
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts present 2009-03-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services present 2009-03-23
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services present 2009-03-23

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