Stephen Cheuk Yue Au
區卓裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Cheuk Yue Au (區卓裕), a licensed former licensee with CE reference AGB204. This person has 7.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-31 | 2019-08-15 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 4 - Advising on securities | 2016-10-31 | 2019-08-15 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-04-21 | 2016-09-01 |
| Equities First Holdings Hong Kong Limited | RO | Type 1 - Dealing in securities | 2015-09-17 | 2016-04-21 |
| Cheetah Advisors Limited 捷達顧問有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2015-09-11 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Cheuk Yue Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Miu Yi Chan | Cheetah Advisors Limited | 2011–2015 |
| Wing Keung Yau | Cheetah Advisors Limited | 2011–2015 |
| Wai Chung Poon | Cheetah Advisors Limited | 2011–2015 |
| Simon Siu Wing Yim | RaiseSun Capital Limited | 2016–2019 |
| Laurent Huai Eng Ly | RaiseSun Capital Limited | 2016–2019 |
| Andrew Tin Chun Chuen | RaiseSun Capital Limited | 2016–2019 |
| Yen Yu Lin | RaiseSun Capital Limited | 2017–2019 |
| Roger Hu | RaiseSun Capital Limited | 2018–2019 |
| Tao Wei | RaiseSun Capital Limited | 2018–2019 |
| Vincent de Filippo | Equities First Holdings Hong Kong Limited | 2015–2016 |
| Jifangfang Zhou | RaiseSun Capital Limited | 2016–2017 |
| Muson Shut Shing Cheung | Equities First Holdings Hong Kong Limited | 2016 |
| Yuanshan Cai | RaiseSun Capital Limited | 2019 |
| Cheng Ren | RaiseSun Capital Limited | 2018 |
| Ruizhe Luo | RaiseSun Capital Limited | 2018 |
| Sean Tana Srisamang | Equities First Holdings Hong Kong Limited | 2016 |