For Lei
利科
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for For Lei (利科), a licensed former licensee with CE reference AIU418. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-23 | 2026-01-24 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-12-23 | 2026-01-24 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-06 | 2026-01-24 |
| Apastron Capital Limited |
RO | Type 1 — Dealing in securities | 2017-09-04 | 2019-03-31 |
| Apastron Capital Limited |
RO | Type 6 — Advising on corporate finance | 2017-09-04 | 2019-03-31 |
| Apastron Capital Limited |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2017-09-04 |
| Apastron Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2017-07-27 | 2017-09-04 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-02 | 2016-10-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-06 | 2016-10-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-06 | 2011-11-02 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-25 | 2011-04-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-25 | 2011-04-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-29 | 2010-10-02 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-05 | 2007-05-28 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-03 | 2005-02-17 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-03 | 2005-02-17 |