Smart Empire Asset Management Limited
明堡資產管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Smart Empire Asset Management Limited (明堡資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BDY276. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 11). Earliest licence on file: 2014-10-10.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 38/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2019-11-26 | present |
| Type 9 - Asset management | 2014-10-10 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Yuet Cheng 鄭子越 | RO 4, 9 | 2014-10 | Present |
| Sum Yuen Lam 林琛源 | RO 4, 9 Rep 9 | 2018-06 | Present |
| Kwok Wai Leung 梁國威 | RO 4, 9 | 2019-02 | Present |
| Sui Lam Chong 莊瑞霖 | Rep 4, 9 | 2021-01 | Present |
| Thomas Yiu Kwong Tung 董耀光 | RO 9 | 2015-11 | 2026-07 |
| Yuen Ying Tang 鄧鉉盈 | Rep 9 | 2020-05 | 2022-05 |
| Cheuk Lam Wong 王卓琳 | Rep 4, 9 | 2020-05 | 2021-09 |
| Wai Wang Chong 莊為宏 | Rep 9 | 2018-06 | 2020-08 |
| Matthew Chung-Yuen Wong 黃宗源 | Rep 9 | 2018-06 | 2019-12 |
| George Chi Ming Tam 譚志明 | Rep 9 | 2015-04 | 2017-12 |
| Alex King Fai Chan 陳敬輝 | RO 9 | 2014-10 | 2015-11 |
Showing 1–11 of 11
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