James Gerard Sweeney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Gerard Sweeney ( ), a licensed former licensee with CE reference AFG808. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-05-22 | 2025-01-15 |
| Tor Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-12-12 | 2025-01-15 |
| Boyer Allan Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-06-20 | 2012-02-07 |