Desmond Sean Fennell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Sean Fennell ( ), a licensed former licensee with CE reference AWA578. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-16 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-02 | 2012-11-01 |