Malcolm James Keys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm James Keys, a licensed former licensee with CE reference AVF631. This person has 10.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2019-12-20 | 2023-11-09 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2019-12-20 | 2023-11-09 |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
RO | Type 9 - Asset management | 2017-08-31 | 2019-11-06 |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-21 | 2017-08-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-16 | 2016-01-04 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2011-08-04 | 2014-03-10 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-15 | 2010-11-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Malcolm James Keys during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.