Willi Peter Schulz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Willi Peter Schulz ( ), a licensed former licensee with CE reference ARS590. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-09 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-09 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-16 | 2011-11-09 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-21 | 2011-07-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-21 | 2011-07-05 |