Michael Peter Andrew Bass
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Peter Andrew Bass ( ), a licensed former licensee with CE reference AUZ060. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-09 | 2010-12-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-09-09 | 2010-12-01 |