Michael Peter Andrew Bass
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Peter Andrew Bass, a licensed former licensee with CE reference AUZ060. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-09 | 2010-12-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-09-09 | 2010-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Peter Andrew Bass during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.