Zhao Yang

楊肇
CE No. AWK896 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao Yang (楊肇), a licensed former licensee with CE reference AWK896. This person has 2.8 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
FTN Financial Asia Limited Rep Type 1 - Dealing in securities 2014-02-10 2015-02-13
RBC Capital Markets (Hong Kong) Limited
加皇資本市場(香港)有限公司
Rep Type 1 - Dealing in securities 2012-01-10 2012-11-01
SJS Markets Limited Rep Type 1 - Dealing in securities 2010-12-17 2011-12-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhao Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chin Hei Leung FTN Financial Asia Limited 2014–2015
Yutaka Morikawa FTN Financial Asia Limited 2014–2015
Chia Chi Pohl Han FTN Financial Asia Limited 2014–2015
Stephen Keith Valadie FTN Financial Asia Limited 2014–2015
Michael Chung SJS Markets Limited 2010–2011
Stephen Richard Burt SJS Markets Limited 2010–2011
Celso Silva Cudia SJS Markets Limited 2010–2011
Chi Yee Gee Chow SJS Markets Limited 2010–2011
Monish Manik Mansukhani RBC Capital Markets (Hong Kong) Limited 2012
Junsang Ahn RBC Capital Markets (Hong Kong) Limited 2012
Hsiao-Lien Chao RBC Capital Markets (Hong Kong) Limited 2012
Ka Wai Chim RBC Capital Markets (Hong Kong) Limited 2012
Anand Narayan Dhuldhoya RBC Capital Markets (Hong Kong) Limited 2012
Stefanie Holtze-Jen RBC Capital Markets (Hong Kong) Limited 2012
Andrew Francis Hinde RBC Capital Markets (Hong Kong) Limited 2012
Yong Joon Jang RBC Capital Markets (Hong Kong) Limited 2012
Flora Si Mei Ling RBC Capital Markets (Hong Kong) Limited 2012
An Peng Lee RBC Capital Markets (Hong Kong) Limited 2012
Ching Li RBC Capital Markets (Hong Kong) Limited 2012
Millo Park RBC Capital Markets (Hong Kong) Limited 2012
Explore the interactive colleague network →

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