Pei Shan Wu
吳沛珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Shan Wu (吳沛珊), a licensed former licensee with CE reference AMM100. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2014-10-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-25 | 2014-10-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-20 | 2012-07-25 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-20 | 2014-10-03 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-03-20 | 2009-03-18 |
| Pinnacle Investment Management Limited 覽眾投資管理有限公司 |
RO | Type 9 — Asset management | 2008-03-20 | 2009-03-18 |