Lucian Ho Lap Wu
胡可立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucian Ho Lap Wu (胡可立), a licensed former licensee with CE reference ACG554. This person has 10.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited | RO | Type 4 - Advising on securities | 2016-11-03 | 2021-05-20 |
| Paul Capital Advisors Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-06-17 | 2014-01-15 |
| Paul Capital Advisors Hong Kong Limited | RO | Type 4 - Advising on securities | 2010-06-17 | 2014-01-15 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-31 | 2005-12-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-05-31 | 2005-12-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-31 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-31 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-20 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Lucian Ho Lap Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.