Lucian Ho Lap Wu
胡可立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucian Ho Lap Wu (胡可立), a licensed former licensee with CE reference ACG554. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited |
RO | Type 4 — Advising on securities | 2016-11-03 | 2021-05-20 |
| Paul Capital Advisors Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2010-06-17 | 2014-01-15 |
| Paul Capital Advisors Hong Kong Limited |
RO | Type 4 — Advising on securities | 2010-06-17 | 2014-01-15 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-31 | 2005-12-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-05-31 | 2005-12-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |