Nicholas Philip Hugh Hadow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Philip Hugh Hadow ( ), a licensed former licensee with CE reference AAJ135. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-11-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-14 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-14 |